Clients pay Capital Creek Partners, LLC for their services and products based on a percentage of assets under management. Prior to Capstar Ventures, she spent two years at the Texas Retirement System of Texas (TRS) allocating capital to hedge fund and long-only equity strategies and worked as an investment . *SEC data last verified November 07, 2022. What does this mean and why is it important? Jason and his family live in Birmingham, Michigan. A regulatory agency other than the SEC or CFTC has previously found the firm or an advisory affiliate responsible for having an investment-related business have its authorization to do business denied, suspended, or revoked. Mark was a managing director with Stanford Management Company and UTIMCO before joining Capital Creek. For the most up-to-date information, please view the applicable SEC and FINRA reports above. What does this mean and why is this important? What does this mean? Jason Duzan is professional, down to earth, genuine, calm, supportive, and works with you like a true partner. Will any of my assets be invested in those products? Over the years, Jason has provided me and my team with invaluable insight and guidance on both strategic opportunities and challenging issues. Brett Barth (CRD# 6175119) is an Investment Advisor Representative working at Capital Creek Partners in Austin, TX and has over 9 years of experience in the finance industry. Are you seeking a long-term equity partner? Brett A. Barth. It is a TX Limited Liability Company. Firm or an advisory affiliate was previously found to have made false statements or omissions by a self-regulatory organization. Firm performs side-by-side management with accounts that have differing fee structures. He has shown himself to be a professional with superior understanding, knowledge, and skills in financial management and investment strategy. Prior to founding KCCP, Tyler served as the chief executive officer of SYNEO, a role which he held from August 2017 to July 2021. Internet Explorer presents a security risk. We bring extensive capabilities gained from senior leadership roles at a variety of leading industrial and service companies. While this allows for a broader range of investment options and management styles to be offered by a firm, it can create an incentive for the firm to put their financial interests ahead of your own. What conflicts do I need to be made aware of? tips_and_updates Financial advisor education. On behalf of the entire Little League International Board of Directors, we are honored to welcome Robert to our board and look forward to utilizing his professional expertise and strong Little League volunteer background as we continue to strengthen and enhance the Little League program, said Hugh E. Tanner, Little League International Board of Directors Chairman. InvestingReview.org does not provide investment advice. 1303 SAN ANTONIO ST, We leverage diverse operating and investing expertise and extensive networks to support early-stage founders on their journey from start to scale. Does the firm offer products that have performance-based fees, or does it accept performance-based fees? For more information, please visit www.capstarventures.com or email venture@capstarventures.com. Firm or related person receives soft-dollar benefits in connection with client securities transactions. How do these benefits affect the firms selection of a broker-dealer partner? Mark graduated with a BE from Vanderbilt and an MBA from Stanford University. If . Over the course of my career, I have had the opportunity to partner with multiple private equity funds and by extension been fortunate to work with extraordinarily talented individuals. A regulatory agency has previously denied, suspended, or revoked the firms or an advisory affiliates registration or license or otherwise restricted their activities. Investor.com relies on regulatory data from the SEC to rate and review financial advisor firms. What does this mean and why is this important? Please note: Search data is accumulated by 3rd party and refreshed once per day. Firm or an advisory affiliate has previously had an investment-related civil action dismissed against them following a cash settlement in court. Financial advisors help you achieve your life goals, such as saving for retirement, by creating a comprehensive financial plan and managing your investment portfolio (e.g., stocks, ETFs, mutual funds, bonds). The headquarters of Capital Creek Partners is 1608 5th ST., Suite 200. Angel, Fund of Funds, Venture Capital), Capital Creek Partners is an investment management company, Find More Contacts for Capital Creek Partners, Edit Lists Featuring This Company Section, Venture Capital Investors with Investments in Greater Boston Area, Venture Capital Investors with Investments in Northeastern US, Venture Capital Investors with Investments in United States. Following his own baseball career, Mr. Gauntt later returned to the Little League program as a volunteer coach, manager, and board member at West University Little League (Houston, Texas), where all three of his sons played in the program from Tee Ball through the Senior League division. Capstar Ventures L.P. announced today the close of its inaugural Fund I with $41.3 million of capital commitments. Capital Creek Partners is a privately held investment firm serving influential families, endowments, foundations, and independent investment companies looking to expand their investment. Our system has identified the following conflict alerts. He was raised on a corn and soybean farm in Colfax, Illinois, where hisparents still farm. Capital Creek Partners Jul 2019 - Present3 years 10 months Austin, Texas Area Multi-family office focused on private market investing. Firm actively engages as insurance brokers or agents, or they are affiliated with an insurance company or agency. Questions to ask Mr. Gauntt is currently the founding partner at Capital Creek Partners, a multi-family investment firm in Austin, Texas, as well as a co-founder and limited partner for Capstar Ventures, early-stage venture capital firm investing in consumer brands, in Austin. The number of clients served by it is unknown. Linda Shackelford A Self-Regulatory Organization has previously found the firm or an advisory affiliate responsible for having an investment-related business have its authorization to do business denied, suspended, or revoked. The company handles $509.6 million in assets under management across 415 client accounts, placing it among the larger financial advisory firms in the country by assets under management (AUM). Capstar Ventures invests broadly across the consumer sector at Seed and Series A in digitally native brands, consumer goods and services, and technologies that power these startups. At HCI, we believe our substantial operating experience differentiates us from other financial partnersthe majority of our senior team members have been a CEO, President or CFO of an industrial business during their careers. Firm or an advisory affiliate was previously found to have made false statements, omissions, or being dishonest and unfair by a regulatory agency other than the SEC or CFTC. He always looked out for my personal best interests and at the same timethe best for the company. Questions to ask Contact Email info@dtcp.capital. The firm's website is not secure by modern internet standards. The firm has a small team, including 9 financial advisors. What does this mean? It doesnt run an office outside of the United States. All information provided on this website is provided without warranty and for informational purposes only. All rights reserved. Questions to ask Capital Creek Partners, registered in 2019, serves 1 state (s) with a licensed staff of 3 advisors. Firms that receive soft-dollar benefits could be incentivized to push trades through broker-dealers that provide advantages to the firm instead of through broker-dealers that could provide the best execution for their clients. 1. Yes or Track performance, allocation, dividends, and risks, Annotate, download XLSX & look up similar tables, Filter, compare, and track coins & tokens, Stocks and cryptocurrency portfolio tracker. While Capital Creek Partners advises clients across a variety of portfolio sizes, the average client balance is currently $15.9 million. In the past ten years, a regulatory agency other than the SEC or CFTC has previously entered an order against this firm or an advisory affiliate in connection with an investment-related activity. Questions to ask Does your fim accept soft-dollar benefits? The investor.com website utilizes verified data from reputable sources, which includes the Securities and Exchange Commission (SEC); however, it can vary from time to time. It manages $133.16 million of regulatory assets for 1 client accounts. Capstar Ventures has invested in ten portfolio companies to date, including Culina, a leading plant-based food company; Stylust, a commerce technology platform; The Class, a health and wellness platform; Sarah Flint, a womens luxury shoe brand; Packed Party, a celebration lifestyle brand; St. Frank, a luxury home dcor brand; Museum of Ice Cream, an experience-first development company; Bravo Sierra, the first military-native wellness company; Eterneva, a grief wellness company; and Intraloop, a community insights technology platform. ewarfield@prosek.com This arrangement creates a conflict where the firm and its representatives may be incentivized to insure clients with products, including annuities and life insurance, that generate high sales commissions when lower-cost alternatives may exist. Capital Creek Partners currently serves clients in the following states: TX. This relationship may introduce bias where a firm or related person recommends certain securities with which they are affiliated, rather than others that may have higher returns. These commissions may be earned from the sale of investment or insurance products and are paid by the companies providing the products being sold. Firm recommends securities or other investment products to advisory clients in which the firm or a related person has some other proprietary (ownership) interest that isnt related to trading or holding the security or securities themselves personally. Brush Creek Partners is a unique private equity firm founded and funded by entrepreneurs, families, and individuals, and many of us have worked and co-invested together in the past. When firms are dual-registered as broker-dealers, they may be subject to compensation-related conflicts of interest, including revenue sharing from mutual funds and the sale of proprietary investment products. Should I Hire a Financial Advisor or DIY It? What does this mean? Since acquiring GLE Precision, Jason has brought a calm, steady, strategic direction to the business and management team. Capstar Ventures is an early-stage venture capital firm that invests in the next generation of innovative consumer companies. The adviser's REGISTRATION status is listed below. Questions to ask Firm is a broker-dealer, or is affiliated with one, and may be subject to compensation-related conflicts of interest. Track the AUM, funds, and holdings for Capital Creek Partners LLC over time. Founded in 1986, BC Partners is a leading alternative investment manager focused on private equity, credit, and real estate, with deep networks across Europe and North America. Questions to ask With Colfax Creek, Jason is a managing partner and board member for Midwest Innovative Products, Premier Engineered Products, Traverse City Products, and Dial Tool Industries. No. Written by investor.com. This could also limit the number and diversity of investment options available and may impact their transferability. As a Certified B Corporation, our focus is simple: people before profits. What does this mean? Avoid Fraud, Get The Facts, And Find The Best. This situation may lead the firm or a related person to recommend proprietary investments and products that could generate larger commissions than other similar non-proprietary products. Listen in to hear Doug discuss the crucial role HCIs Operations Team plays in our value creation strategy, as , Pursue partnerships with owners and management teams who seek meaningful equity stakes to develop a shared vision for operational growth. We build solid partnerships with company owners and management teams to develop and execute their growth strategies. Mark serves on the Conference Committee for the Pension Real Estate Association (PREA) and the Program Committee for the University of Texas Real Estate Finance and Investment Center (REFIC). Founded by Kathryn Cavanaugh in 2019, Capstar Ventures invests nationwide in innovative consumer companies. Regulatory disclosures state that firm sells proprietary investments and products. Learn morehere. All rights reserved. Chief Executive Officer Copyright 2019 by InvestingReview.org / All Rights Reserved. What does this mean and why is it important? View latest Form ADV filed Part 2 Brochures Part 3 Relationship Summary. What does this mean? The advisory firm has a single stream of revenue. Showing 1 - 3 of 3 top financial advisors. We seek to invest in founders who are solving their own pain points and who directly relate to and resemble their customers because we have seen how that authentic connection translates into high growth companies, said Kathryn Cavanaugh, Founder and Managing Partner of Capstar Ventures. Please provide me a list of the products and a summary of how much your firm earns from them. In the past ten years, firm or an advisory affiliate has been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a felony. Investor.com is your trustworthy guide to the world of personal finance. Capital Creek Partners is a privately held investment firm serving influential families, endowments, foundations, and independent investment companies looking to expand their investment capabilities, particularly in private markets, where we look to establish long term partnerships with best in class management teams. With meaningful, diverse operating experience and an active . With experience from some of the largest institutions and endowments in the country, our goal is to create generational value for our partner families and organizations. Following a virtual meeting held on Friday, December 17, the Little League International Board of Directors announced the election of Robert Gauntt, a longtime investment and wealth management professional, to be its newest at-large director. Colfax Creek takes a long-term approach to investing in "smaller" middle market companies. To file a complaint or dispute with this firm, please fill out the SEC Investor Complaint Form. What does this mean? The number of clients served by it is unknown. What does this mean and why is it important? Our combined experience enables us to have a deeper understanding of industry sector trends and business fundamentals which enhances the operating performance of our portfolio companies. investor.com is not endorsed by or affiliated with the SEC or FINRA. 80 percent of the employees work as investment advisers or researchers. 210-901-1422, Is this your firm? Sensitive information sent over an HTTP connection can easily be eavesdropped on by third-parties. How does your firm approach insurance sales? Marks extensive pre-investment experience provided him with broad operating exposure to several industries including technology, oil & gas, real estate, and consulting. A domestic or foreign court has previously found firm or an advisory affiliate was involved in a violation of investment-related statutes or regulations. 2023 Reink Media Group LLC. Founded on January 22, 1995, THISDAY is published by THISDAY NEWSPAPERS LTD., 35 Creek Road Apapa, Lagos, Nigeria with offices in 36 states of Nigeria , the Federal Capital Territory and around . What does this mean and why is it important? Firm or an advisory affiliate has previously been fined or ordered to cease and desist activity by the SEC or CFTC. CAPITAL CREEK PARTNERS ( CRD # 301211/SEC#:801-115166 ) CAPITAL CREEK PARTNERS, CAPITAL CREEK PARTNERS, LLC. The SEC or CFTC has previously found the firm or an advisory affiliate responsible for having an investment-related business have its authorization to do business denied, suspended, or revoked. Capital Creek Partners operates as a financial advisory firm based in Austin, Texas. Capital Creek Partners Aug 2019 - Present3 years 9 months Austin, Texas Area Co-Founder Neuro Health of Texas Aug 2018 - Present4 years 9 months Austin, Texas Area Contributor Seeking Alpha Mar. The SEC or CFTC has previously entered an order against this firm or an advisory affiliate in connection with an investment-related activity. View Filing. InvestingReview.org is not an investment adviser and is not endorsed by or affiliated with any U.S. or non-U.S. regulatory agency. He was insightful and calm as we experienced the typical growing pains of a fast-paced company. In the past 10 years, a domestic or foreign court has issued an injunction against the firm or an advisory affiliate in connection with an investment-related activity. Along with more than a dozen at-large members from a variety of occupations and backgrounds, the Little League International Board has nine Field Directors, each representing one of Little Leagues nine regions, who are nominated by their peers for election to four-year terms by their regions District Administrators. For further detail, see our articles on different types of advisors and financial advisor services. We are an investment partner organized to serve the needs of family offices, foundations, endowments, and private investment companies. FINRA data last verified November 07, 2022. All rights reserved. Mr. Gauntt spent the prior five years with Morgan Stanleys Private Wealth Management Division, assisting the company in opening the wealth management business in the southwest. SaaS, Android, Cloud Computing, Medical Device), Where the organization is headquartered (e.g. They receive no compensation for their dedicated work on behalf of the program and the children of the world. This firm has 5 employees, of which 4 are employees in advisory roles. PitchBooks data visualizations help you see a limited partners commitmentsshowing a breakdown of activity by fund type and region, complete with performance metrics. She's involved with something called Project Spark, a J.P. Morgan Asset Management aimed at helping . Financial Advisors at Capital Creek Partners. What does this mean? Visit Site Founded in 2018 as an unbiased resource empowering consumers to research and compare financial advisory firms, investor.com today gives consumers the tools to make smart money decisions about credit, investing, retirement planning, and more. We harness technology and finance to create a world where zero emissions and zero waste targets are not only possible, but profitable. We are long term investors offering institutional access and capabilities to our partners. Both Turner (University of Texas) and Travis (TCU) later went on to play collegiate baseball as well. DTCP is an investment management firm focused on growth equity and digital infrastructure. We capitalize stars. Austin, TX 78703. REGISTRATION STATUS. 1608 W. 5th St., Suite 200, Austin, TX 78703. Get the full list, To view Capital Creek Partnerss complete board members history, request access, Morningstar Institutional Equity Research. Mark Shoberg Capital Creek Partners Mark Shoberg Partner, Co-CIO EDUCATION Stanford University (MBA), Vanderbilt (BA) Mark was a managing director with Stanford Management Company and UTIMCO before joining Capital Creek.